Seaf (Washington)

Name: Seaf
Address: 1500 K Street Nw, Suite 375, Washington, DC, 20005
Telephone: 202-737-8463

Seaf is a large advisory firm based in Washington. It manages $416.94 million of regulatory assets for 25 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of District of Columbia.

Seaf provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Seaf: assets under management

The assets under management (AUM) of Seaf is $416.94 million. The company doesn't manage any assets belonging to foreign clients.

The firm manages $266.13 million in discretionary accounts and $150.81 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $13.31 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $30.16 million.

Seaf has custody of $266.13 million in cash and securities for 20 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Seaf for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Seaf

Jose Guillermo Garcia Herz has been acting as President since 1 Nov 2005. Harry F (Mi Only) Schuster joined the executive team most recently as the Chief Credit Officer And Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Small Enterprise Assistance Funds	Owner (for all advisers with the exception of seaf india investment advisers private limited)	1 Feb 1989	75% - 100%	13-3535334
Mildred Osowski Callear	Executive vice president, chief compliance officer and director	1 Feb 2000	Other	6029435
Donald (Nmn) Lubreski	Chief financial officer and director	1 Sep 2002	Other	6029440
Small Enterprise Assistance Funds	Owner (for seaf india investment advisers private limited only)	1 Dec 2003	50% - 75%	13-3535334
Hemendra (Nmn) Mathur	Owner (for seaf india investment advisers private limited only)	1 Dec 2003	Other	6029935
Partha Pratim Choudhury	Owner (for seaf india investment advisers private limited only)	1 Dec 2003	Other	6029936
Gentiana (Nmn) Arovas	Chief operating officer and director	1 Apr 2005	Other	6029436
Jose Guillermo Garcia Herz	Director	1 Nov 2005	Other	6029317
Hubertus Jan Van Der Vaart	Director	1 May 2006	Other	6029455
Hector Manuel Cateriano Rondon	Director	1 Nov 2006	Other	6029320
Luis Cesar Montezuma Cardenas	Director	1 Jan 2008	Other	6029330
Richard Craig Sheridan	President, chief executive officer and director	1 Jun 2008	Other	6029432
Hemendra (Nmn) Mathur	Director	1 Oct 2008	Other	6029935
Partha Pratim Choudhury	Director	1 Oct 2008	Other	6029936
Mohammad Iqbal Dulloo	Director	1 Jun 2009	Other	6029941
Deven (Nmn) Coopoosamy	Director	1 Jun 2009	Other	6029943
Alessia Isabel Abello Galvis	Director	1 Nov 2010	Other	6029322
Rosa Elvira Velandia Marino	Director	1 Nov 2010	Other	6029328
Harry F (Mi Only) Schuster	Chief credit officer and director	1 Feb 2011	Other	6029442

Based in Washington

The principal office where Seaf performs its advisory services is located at 1500 K Street Nw, Suite 375, Washington, DC 20005, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 202-737-8463 or by fax 202-737-5536. The normal business hours are 9am to 5pm on Monday - Friday. You can find more information about the New York firm at www.seaf.com.