Frank Black Inc. (Charlotte)


Frank Black Inc. is a large advisory firm based in Charlotte. It manages $32 million of regulatory assets for 95 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of North Carolina and South Carolina.

Frank Black provides portfolio management for individuals and small businesses and security ratings or pricing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Frank Black: assets under management

The assets under management (AUM) of Frank Black Inc. is $32 million. The firm's AUM has grown by 7% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Frank Black Inc. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Frank Black Inc.

Frank Harmon Black has been acting as President since 1 May 1992. Ronald David Plexico joined the executive team most recently as the Secretary.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Frank Harmon Black President 1 May 1992 50% - 75% 22451
Ronald David Plexico Secretary 1 Jul 1992 25% - 50% 2122340

Based in Charlotte

The principal office where Frank Black Inc. performs its advisory services is located at 820 Tyvola Rd., Charlotte, NC 28217, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 704-527-7873 or by fax 704-527-2166. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday.