Emerson Point Capital LP (Stamford)


Emerson Point Capital LP is a large advisory firm based in Stamford. It manages $376.3 million of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdiction of Connecticut.

Emerson Point Capital provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Emerson Point Capital: assets under management

The assets under management (AUM) of Emerson Point Capital LP is $376.3 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 41% since the beginning of its operation, and $376.3 million of the total AUM is attributable to clients outside of the United States.

The firm manages $376.3 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $41.81 million each.
Emerson Point Capital has custody of $376.3 million in cash and securities for 9 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Emerson Point Capital LP for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Emerson Point Capital serves?

The only and largest group of clients of Emerson Point Capital is pooled investment vehicles with 9 clients and $376.3 million of assets under management. Among the 11 most similar advisory firms, Emerson Point Capital has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $376.3 million for 9 clients. 67% of the firm’s clients are foreign persons or businesses.

Emerson Point Capital also advises several private funds. Namely, three hedge funds. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Emerson Point Capital LP

The company employs 9 people that are either part- or full-time employees. 56 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Paul Douglas Barron Chief compliance officer/chief financial officer 1 Nov 2017 Other 6018326
Emerson Point Capital Gp Llc General partner 1 Nov 2017 Other 82-2895723
Amir Mokari Limited partner 1 Nov 2017 75% - 100% 6879479

Based in Stamford

The principal office where Emerson Point Capital LP performs its advisory services is located at 750 Washington Blvd, Stamford, CT 06901, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-487-5121. The normal business hours are 9am-5pm on Monday - Friday.