Profocus Incorporated (Phoenix)


Profocus Incorporated is a mid-sized advisory firm based in Phoenix. It manages $51 million of regulatory assets for 217 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdiction of Arizona.

Profocus Incorporated provides financial planning services, portfolio management for individuals and small businesses, educational seminars and workshops, and business management services. It prepares financial plans for more than 25 clients. On top of advisory services, the firm also engages as business management for professionals ,billpay,tax.

Profocus Incorporated: assets under management

The assets under management (AUM) of Profocus Incorporated is $51 million. The firm's AUM has grown by 89% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $47 million in discretionary accounts and $4 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $218.6 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $2 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Profocus Incorporated for their services and products based on a percentage of assets under management, hourly charges, and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Phoenix

The principal office where Profocus Incorporated performs its advisory services is located at 5010 East Warner Road, Phoenix, AZ 85044 3374 The mailing address of the firm is 5010 East Warner Rd, Phoenix, AZ 85044 3868. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 480-598-9960 or by fax 480-893-1149. The normal business hours are 8-5 on Monday - Friday. You can find more information about the New York firm at www.profocus.com.