Td Private Client Wealth LLC is a large advisory firm based in New York. It manages $3.24 billion of regulatory assets for 3,065 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.
Td Private Client Wealth provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, publication of newsletters, and educational seminars and workshops. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Td Private Client Wealth LLC is $3.24 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 29600% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Td Private Client Wealth LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Td Private Client Wealth is high net worth individuals with 1,100 clients and $1.7 billion of assets under management. Among the 11 most similar advisory firms, Td Private Client Wealth has the 2nd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $3.19 billion for 3,055 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Td Private Client Wealth doesn't advise any private funds.
The company employs 262 people that are either part- or full-time employees. 64 percent of the employees work as investment advisers or researchers. 149 employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.
The principal office where Td Private Client Wealth LLC performs its advisory services is located at 444 Madison Avenue, New York, NY 10022, which is also the mailing address of the firm. An additional office of the firm is in Haddon Township, NJ. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 212-897-2399 or by fax 212-207-4194. The normal business hours are 8:30 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at tdbank.com.