Structured Credit Partners LLC (Charlotte)


Structured Credit Partners LLC is a mid-sized advisory firm based in Charlotte. It manages $80.7 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of New York and North Carolina.

Structured Credit Partners provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Structured Credit Partners: assets under management

The assets under management (AUM) of Structured Credit Partners LLC is $80.7 million. The firm's AUM has gone down by -98% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Structured Credit Partners LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Julie Ann Caperton serves?

The only and largest group of clients of Julie Ann Caperton is pooled investment vehicles with 2 clients and $80.7 million of assets under management. Among the 3 most similar advisory firms, Structured Credit Partners has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $80.7 million for 2 clients. None of the firm’s clients are foreign persons or businesses.

Structured Credit Partners doesn't advise any private funds.

Careers at Structured Credit Partners LLC

The company employs 7 people that are either part- or full-time employees. 14 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Julie Ann Caperton has been acting as President since 1 Feb 2009. Yu Ming Wang has served as the Chief Investment Officer since 1 Apr 1999 and Thomas Scott Wickwire is the Chief Executive Officer of Structured Credit Partners LLC family office. Walter Ernesto Dolhare joined the executive team most recently as the Manager.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Thomas Scott Wickwire Chief executive officer 1 Apr 1999 50% - 75% 2112790
Yu Ming Wang Chief investment officer 1 Apr 1999 50% - 75% 2695777
Wells Fargo & Company Shareholder 1 Aug 2001 75% - 100% 56-0898180
Everen Securities Holdings Inc. Corporation 1 Aug 2001 75% - 100% 65-0108747
Wachovia Corporation Shareholder 1 Aug 2001 75% - 100% 56-0898180
David L Gaines Manager 1 Nov 2003 Other 4782468
Curtis Yates Arledge President 1 Nov 2003 Other 1754736
Robert Kevin Rottmann Treasurer 1 Nov 2003 Other 2459355
David Leeland Gaines Manager 1 Nov 2003 Other 4782468
Renee Mclaughlin Allen Chief compliance officer 1 Mar 2004 Other 1671337
Darrell Ralph Baber Managing director 1 Aug 2004 Other 1716333
Brian Michael Moran Chief compliance officer 1 Oct 2004 Other 1940341
James Patrick Burke Director 1 Oct 2004 Other 2438160
Robert Gerard Lendino Vice president and secretary 1 Oct 2004 Other 4943111
John Joseph Bresnan Managing director 1 Mar 2005 Other 1367559
Austin Mcdonnell Rodgers Managing director 1 Mar 2005 Other 1823638
Walter Merrill Pringle Director 1 Mar 2005 Other 2992932
Michael Neal Thompson Director 1 Mar 2005 Other 4434834
William Kingsley Weatherly Director 1 Mar 2005 Other 2592500
Lori Hartman Assistant secretary 1 Mar 2005 Other 4940595
Robert Lendino Senior vice president/secretary 1 Mar 2005 Other 4943111
David Shutley Director 1 Mar 2005 Other 4943123
Lori Anne Hartman Assistant secretary 1 Mar 2005 Other 4940595
Robert Gerard Lendino Senior vice president/secretary 1 Mar 2005 Other 4943111
David Reed Shutley Director 1 Mar 2005 Other 4943123
Christopher Jon Foster Vice president 1 Jul 2005 Other 4971342
Robert Rottman Managing director 1 Nov 2005 Other 4135558
Brendan Noel Thorpe Vice president 1 Nov 2005 Other 2770911
Scott Gary Vanhatten Vice president and secretary 1 Jan 2006 Other 5094484
Scott Clarke Taylor Director 1 Feb 2006 Other 1460621
Heather Janelle Ilacqua Vice president and compliance officer 1 Feb 2006 Other 3210601
Scott Gary Vanhatten Vice president and secretary 1 Feb 2006 Other 5094484
Julie Ann Caperton Svp and secretary 1 Jun 2006 Other 5166947
Ryan Armand Zanin Managing director 1 Nov 2006 Other 5254196
Elizabeth Anne Herbener Assistant secretary 1 Nov 2006 Other 5254206
Simon Andrew Cann Managing director 1 Nov 2006 Other 5254207
Scott Clarke Taylor Chief compliance officer 1 Dec 2006 Other 1460621
David Lee Hunt Vp, chief compliance officer 1 Feb 2007 Other 2772872
Susan Austin Mccarter Secretary 1 Nov 2007 Other 2284943
Scott Clarke Taylor Chief compliance officer 1 Dec 2007 Other 1460621
Dashiell Ives Robinson Vice president 1 May 2008 Other 4580081
Darren James Esser Vice president 1 Jul 2008 Other 5059878
Julie Ann Caperton President/managing member 1 Feb 2009 Other 5166947
Jeffrey M Johnston Portfolio manager 1 Mar 2010 Other 5092452
Robert Salvucci Treasurer 1 Dec 2010 Other 1895276
Jeffrey M Johnston Officer 1 Dec 2010 Other 5092452
Carla Rafaella Corona Assistant secretary 1 Jun 2011 Other 5937243
John Richard Shrewsberry Managing director 1 Nov 2011 Other 2264673
John Richard Shrewsberry Managing director 1 Feb 2012 Other 2264673
Eric James Lloyd Managing director 1 Feb 2012 Other 2314965
Derek Austin Flowers Managing director 1 Feb 2012 Other 5668985
Diana L Lea Kahle Secretary 1 May 2012 Other 6067610
Michael Robert Llodra Portfolio manager/elected manager 1 Nov 2013 Other 1828532
Stephen Greenwood Nelson Treasurer 1 Apr 2014 Other 6331119
Jonathan Geoffrey Weiss Managing director/managing member 1 May 2014 Other 2362764
Timothy Paul Mullins Managing director/managing member 1 Nov 2014 Other 1591930
Christopher William Pink President/managing member 1 Aug 2015 Other 4564921
Mary Katherine Dubose Managing director/managing member 1 Aug 2015 Other 4125426
Jeremy B Smith Managing director/managing member 1 Mar 2016 Other 6288628
Diana L Lea Kahle Assistant secretary 1 Aug 2016 Other 6067610
Victoria Barroso Secretary 1 Aug 2016 Other 6628269
Walter Ernesto Dolhare Manager 1 Jun 2018 Other 2071314

Based in Charlotte

The principal office where Structured Credit Partners LLC performs its advisory services is located at 550 S. Tryon Street, 6 Th Floor, Charlotte, NC 28202, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (704) 410-2190. The normal business hours are 9am - 5pm on Monday - Friday.