M Holdings Securities, Inc. is a large advisory firm based in Portland. It manages $2.8 billion of regulatory assets for 8,297 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.
M Holdings Securities provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, publication of newsletters, and educational seminars and workshops. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of M Holdings Securities, Inc. is $2.8 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 2515% since the beginning of its operation, and $5.66 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay M Holdings Securities, Inc. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Daniel Francis Byrne is high net worth individuals with 1,023 clients and $1.34 billion of assets under management. Among the 6 most similar advisory firms, M Holdings Securities has the highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $2.8 billion for 8,297 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
M Holdings Securities doesn't advise any private funds.
The company employs 852 people that are either part- or full-time employees. 46 percent of the employees work as investment advisers or researchers. 388 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.
Daniel Francis Byrne has been acting as President since 1 Mar 1997. Jill Ellen Ehret joined the executive team most recently as the Chief Compliance Officer.
The principal office where M Holdings Securities, Inc. performs its advisory services is located at 1125 N.W. Couch Street, Portland, OR 97209, which is also the mailing address of the firm. An additional office of the firm is in East Hanover, NJ. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 800-656-6960 or by fax 503-414-7474. The normal business hours are 8:00am-5:00pm pst on Monday - Friday. You can find more information about the New York firm at pacificcapitalstrategies.com.