Shanley & Associates, Inc. (San Luis Obispo)


Shanley & Associates, Inc. is an adviser based in San Luis Obispo. It manages $11.74 million of regulatory assets for 21 client accounts. It has been registered with the SEC as an adviser since 2004.

Shanley & Associates provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Shanley & Associates: assets under management

The assets under management (AUM) of Shanley & Associates, Inc. is $11.74 million. The company doesn't manage any assets belonging to foreign clients.

The firm manages $9.84 million in discretionary accounts and $1.9 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $546.84 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $631.87 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Shanley & Associates, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in San Luis Obispo

The principal office where Shanley & Associates, Inc. performs its advisory services is located at 1060 Palm Street, San Luis Obispo, CA 93401, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (805) 783-7470 or by fax (805) 783-7475. The normal business hours are 8:00 a.m. - 5:00 p.m. on Monday - Friday.