Nikko Asset Management Singapore Limited (Singapore)


Nikko Asset Management Singapore Limited is a large advisory firm based in Singapore. It manages $6.95 billion of regulatory assets for 14 client accounts. It has been registered with the SEC as an adviser since 2006.

Nikko Asset Management Singapore Limited provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Nikko Asset Management Singapore Limited: assets under management

The assets under management (AUM) of Nikko Asset Management Singapore Limited is $6.95 billion. The firm's AUM has grown by 427% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $232.11 million in discretionary accounts and $6.71 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $46.42 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $745.88 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Nikko Asset Management Singapore Limited for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Nikko Asset Management Singapore Limited

Samantha Mong Ping Teo has been acting as President since 1 Mar 2002. Inc. Sumitomo Mitsui Trust Holdings joined the executive team most recently as the Shareholder.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Nikko Global Asset Management Limited Shareholder 1 Mar 1998 75% - 100% foreign
Nikko Am Global Holdings Limited Shareholder 1 Mar 1998 75% - 100% foreign
Samantha Mong Ping Teo Cio/director 1 Mar 2002 Other 4535969
Jwee Leng Tan Compliance officer 1 Aug 2005 Other 5033084
Roger Gee Lee Ceo/president and managing director 1 Mar 2006 Other 5123598
Soo Nam Ng Cio/director 1 Aug 2007 Other 5432451
Linus Ng Chief compliance officer 1 Sep 2007 Other 5432446
Cheng Nguan Ng Chief compliance officer 1 Sep 2007 Other 5432446
Michael John Cieran Mulholland Director 1 Dec 2008 Other 4391367
Richard Seow Boon Chua Director 1 Dec 2008 Other 5624244
Ltd. Nikko Asset Management Co. Shareholder 1 Feb 2011 75% - 100% foreign entity

Indirect Owners

The SEC currently registers 19 indirect owners.

Name Entity Date acquired Ownership Employer ID
Nikko Cordial Corporation Shareholder 1 Mar 1984 75% - 100% foreign entity
Nikko Cordial Corporation Shareholder 1 Mar 1998 75% - 100% foreign
Ltd Nikko Asset Management Co. Shareholder 1 Apr 1999 75% - 100% foreign
Nikko Cordial Corporation Shareholder 1 Apr 1999 75% - 100% foreign entity
Nam Holdings Inc. Shareholder 1 Mar 2004 50% - 75% foreign entity
Nikko Principal Investments Japan Ltd Shareholder 1 Mar 2004 75% - 100% foreign entity
Ltd. (Japan) Nikko Asset Management Co. Shareholder 1 Sep 2004 75% - 100% foreign entity
Nikko Principal Investments Ltd Japan Shareholder 1 Sep 2004 25% - 50% foreign entity
Citigroup Inc. Shareholder 1 May 2007 75% - 100% 00-0000000
Citigroup Japan Investments Ltd Shareholder 1 May 2007 75% - 100% foreign entity
Citigroup Japan Holdings Ltd Shareholder 1 Aug 2007 50% - 75% foreign entity
Citigroup Inc. Shareholder 1 Aug 2007 75% - 100% 52-1568099
Citigroup Japan Holdings Yk Shareholder 1 Aug 2007 50% - 75% foreign entity
Nikko Citi Holdings Inc. Shareholder 1 May 2008 75% - 100% foreign entity
Nikko Citi Holdings Inc. Shareholder 1 Jun 2009 75% - 100% foreign entity
Nikko Citi Nam Holdings G.K. Shareholder 1 Jun 2009 50% - 75% foreign entity
Nam Investment Holdings G.K. Shareholder 1 Jun 2009 50% - 75% foreign entity
Ltd. The Sumitomo Trust And Banking Co. Shareholder 1 Oct 2009 75% - 100% foreign entity
Inc. Sumitomo Mitsui Trust Holdings Shareholder 1 Apr 2011 75% - 100% foreign entity

Based in Singapore

The principal office where Nikko Asset Management Singapore Limited performs its advisory services is located at 77 Robinson Rd, Singapore, 068896, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 65 6-538-6997 or by fax 65 6-538-6991. The normal business hours are 8.30 a.m. to 5.30 p.m. on Monday - Friday. You can find more information about the New York firm at nikko-am.co.jp.