Head And Associates, LLC is a large advisory firm based in Portland. It manages $500.93 million of regulatory assets for 399 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of California, Connecticut, Florida, and 6 other states.
Head And Associates provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting services, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Head And Associates, LLC is $500.93 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Head And Associates, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Carl Givens Gercke has been acting as President since 1 Apr 2006. Donald Lambing Head joined the executive team most recently as the Vice President And Director.
The principal office where Head And Associates, LLC performs its advisory services is located at 121 Middle St, Portland, ME 04101 4194, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 207-773-5333 or by fax 207-773-1735. The normal business hours are 8:30 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.headinvest.com.