The Bank Of New York Capital Markets Ltd (London)


The Bank Of New York Capital Markets Ltd is a large advisory firm based in London. It manages $11.25 billion of regulatory assets for 20 client accounts. It has been registered with the SEC as an adviser since 2001.

The Bank Of New York Capital Markets provides portfolio management for pooled investment vehicles and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

The Bank Of New York Capital Markets: assets under management

The assets under management (AUM) of The Bank Of New York Capital Markets Ltd is $11.25 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 139% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $11.25 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $562.5 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay The Bank Of New York Capital Markets Ltd for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at The Bank Of New York Capital Markets Ltd

Jeffrey Tessler has been acting as President since 1 Mar 1998. William Abercrombie Kerr joined the executive team most recently as the Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Inc. The Bank Of New York Company Shareholder 1 Apr 1983 75% - 100% 13-2614959
The Bank Of New York Shareholder 1 Apr 1983 75% - 100% 13-5160382
Bny International Financing Corporation Shareholder 1 Apr 1983 75% - 100% 13-6022232
Raymond Thomas Cullen Director 1 Mar 1988 Other 4438695
Kevin John Bailey Director 1 Oct 1994 Other 4438697
Gary Ian Vocat Director 1 Oct 1994 Other 4438693
Jeffrey Tessler Director 1 Mar 1998 Other 4437531
Bruce Winfield Vansaun Director 1 Sep 1999 Other 1749923
Bruce Winfield Van Saun Director 1 Sep 1999 Other 1749923
Lisa Ann Manuele Director 1 Jun 2000 Other 1055087
Nicholas Charles Coleman Director 1 Apr 2002 Other 4641611
Timothy Francis Keaney Director 1 Jan 2004 Other 4772740
Robert Jackman Chief compliance officer 1 Oct 2004 Other 4877619
Robert Alec Jackman Chief compliance officer 1 Oct 2004 Other 4877619
Angus Kenneth Cameron Director 1 Nov 2004 Other 4907911
Michael Amorgianos Director 1 Jul 2005 Other 5109796
James Gerard Mcauliffe Director 1 Jul 2005 Other 5109798
Stephen Anthony Jones Director 1 Aug 2005 Other 5109797
Alain Paul Lesjongard Chief compliance officer 1 Oct 2005 Other 5101163
John Meikle Johnston Director 1 Mar 2007 Other 5489979
William Abercrombie Kerr Director 1 Nov 2007 Other 3110531

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Inc The Bank Of New York Company Shareholder 1 Apr 1983 75% - 100% 13-2614959
The Bank Of New York Mellon Corporation Shareholder 1 Apr 1983 75% - 100% 13-2614959

Based in London

The principal office where The Bank Of New York Capital Markets Ltd performs its advisory services is located at One Canada Square, London, E14 5 Al, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 011-44-207-964-6112 or by fax 011-44-207-964-6753. The normal business hours are 09:00 - 17:30 on Monday - Friday. You can find more information about the New York firm at www.bankofny.com.