Pool Capital Partners LLC (Houston)


Pool Capital Partners LLC is a large advisory firm based in Houston. It manages $40.5 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of California, Florida, Kentucky, and 8 other states.

Pool Capital Partners provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pool Capital Partners: assets under management

The assets under management (AUM) of Pool Capital Partners LLC is $40.5 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 939% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $40.5 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $20.25 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pool Capital Partners LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Sanders Morris Harris Group Inc. Parent corporation of smh capital advisors, inc. 1 Oct 2000 25% - 50% 76-0583569

Based in Houston

The principal office where Pool Capital Partners LLC performs its advisory services is located at 600 Travis Street, Houston, TX 77002, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 713-220-5151 or by fax 713-220-5122. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday.