Hapoalim Securities Usa, Inc. is a large advisory firm based in New York. It manages $25 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdiction of New York.
Hapoalim Securities Usa provides portfolio management for pooled investment vehicles and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Hapoalim Securities Usa, Inc. is $25 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Hapoalim Securities Usa, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Steven John Paraggio has been acting as President since 1 Mar 1998. Jeffrey Laikind joined the executive team most recently as the Non Employee Director.
The principal office where Hapoalim Securities Usa, Inc. performs its advisory services is located at One Battery Park Plaza, New York, NY 10004, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 212-898-6238 or by fax 212-898-7755. The normal business hours are 9:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at www.hapoalimsec.com.