Fiduciary Financial Services Of The Southwest Inc is a large advisory firm based in Dallas. It manages $404.99 million of regulatory assets for 747 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, Arkansas, California, and 22 other states.
Fiduciary Financial Services Of The Southwest provides financial planning services, portfolio management for individuals and small businesses, and see schedule d - misc. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Fiduciary Financial Services Of The Southwest Inc is $404.99 million. The firm's AUM has grown by 42% since the beginning of its operation, and $2.37 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Fiduciary Financial Services Of The Southwest Inc for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Paul Hesse Welch is individuals with 318 clients and $270.17 million of assets under management. Among the 9 most similar advisory firms, Fiduciary Financial Services Of The Southwest has the 2nd highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $404.99 million for 349 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.
Fiduciary Financial Services Of The Southwest doesn't advise any private funds.
The company employs 9 people that are either part- or full-time employees. 44 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Paul Hesse Welch has been acting as President since 1 Apr 1990. Joseph Robert Crane joined the executive team most recently as the Chief Compliance Officer.
The principal office where Fiduciary Financial Services Of The Southwest Inc performs its advisory services is located at 13155 Noel Road, Dallas, TX 75240 5040, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 972-934-9070 or by fax 972-934-8718. The normal business hours are 8:30 am to 4:30 pm on Monday - Friday. You can find more information about the New York firm at ffss.net.