New Mountain Finance Corporation (New York)


New Mountain Finance Corporation is a large advisory firm based in New York. It manages $334.35 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2014.

New Mountain Finance Corporation provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

New Mountain Finance Corporation: assets under management

The assets under management (AUM) of New Mountain Finance Corporation is $334.35 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -77% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $334.35 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $334.35 million each.
New Mountain Finance Corporation has custody of $334.35 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay New Mountain Finance Corporation for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients New Mountain Finance Corporation serves?

The only and largest group of clients of New Mountain Finance Corporation is pooled investment vehicles with 1 clients and $334.35 million of assets under management. Among the 8 most similar advisory firms, New Mountain Finance Corporation has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $334.35 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

New Mountain Finance Corporation also advises several private funds. Namely, one private equity fund.

Careers at New Mountain Finance Corporation

The company employs 108 people that are either part- or full-time employees. 14 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Robert Alan Hamwee Chief executive officer and president 1 Oct 2010 Other 2289541
Steven Bruce Klinsky Chairman of the board 1 Oct 2010 Other 1053236
Paula Ann Bosco Chief compliance officer, chief regulatory counsel and secretary 1 Oct 2010 Other 2836183
Adam Weinstein Executive vice president and chief administrative officer 1 Jan 2013 Other 5858864
John Randolph Kline Chief operating officer and executive vice president 1 Jan 2013 Other 3271278
David Cordova Chief financial officer and treasurer 1 Jan 2013 Other 6178122
Karrie Jean Jerry Chief compliance officer and corporate secretary 1 Jun 2015 Other 6552181
Shiraz Younus Kajee Chief financial officer and treasurer 1 Dec 2015 Other 4468276

Based in New York

The principal office where New Mountain Finance Corporation performs its advisory services is located at 787 Seventh Avenue, New York, NY 10019, which is also the mailing address of the firm. An additional office of the firm is in San Francisco, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-720-0300. The normal business hours are 8:30 am - 6:00 pm on Monday - Friday. You can find more information about the New York firm at newmountainfinance.com.