Sicor Securities Inc (Dayton)


Sicor Securities Inc is an adviser based in Dayton. It manages $18.3 million of regulatory assets for 147 client accounts. It has been registered with the SEC as an adviser since 2002.

Sicor Securities provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Sicor Securities: assets under management

The assets under management (AUM) of Sicor Securities Inc is $18.3 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -52% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $18.3 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $124.46 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sicor Securities Inc for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sicor Securities Inc

Sara Ann Merrick has been acting as President since 1 Jan 1998. Gregory Lunar Merrick joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Judith D Bon Trustee of judith d bon revocable living trust 1 Dec 1992 Other xxx-xx-xxxx
Sara Ann Merrick Secretary/v-pres/director 1 Jan 1998 Other 2672417
Clay Asset Management Company Stock holder 1 Jun 1999 Other 36-3999518
The Ralph Demange Asset Management Company Stock holder 1 Aug 1999 Other 31-6540186
Cadre Asset Management Company Stock holder 1 Aug 1999 Other 31-1576828
Judith D Bon Revocable Living Trust Stockholder 1 Aug 1999 Other xxx-xx-xxxx
The Demange Asset Management Co Stock holder 1 Nov 1999 Other 36-3999519
Gregory Lunar Merrick President/director 1 Oct 2000 Other 2933448
Tis Holdings Inc Corporate holding company 1 Oct 2002 75% - 100% 31-1646321
Gregory Lunar Merrick Financial & operations principal 1 Dec 2002 Other 2933448
Gregory Lunar Merrick Chief compliance officer 1 Mar 2004 Other 2933448

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
S & P Business Trust Business trust 1 Jul 1998 50% - 75% 31-6621534
Sara Ann Merrick Trustee of s & p business trust 1 Jul 1998 50% - 75% 2672417

Based in Dayton

The principal office where Sicor Securities Inc performs its advisory services is located at 6500 Poe Avenue, Dayton, OH 45414 2556, which is also the mailing address of the firm. An additional office of the firm is in Maryville, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 937-890-3101 or by fax 937-890-7850. The normal business hours are 9am to 5pm on Monday - Friday. You can find more information about the New York firm at towerequities.com.