Legg Mason International Equities (Singapore) Pte. Limited (#23 02)

Name: Legg Mason International Equities (Singapore) Pte. Limited
Address: 1 George Street, #23 02, 049145
Telephone: 6563178900

Legg Mason International Equities (Singapore) Pte. Limited is a large advisory firm based in #23 02. It manages $1.49 billion of regulatory assets for 31 client accounts. It has been registered with the SEC as an adviser since 2008.

Legg Mason International Equities (Singapore) Pte. Limited provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Legg Mason International Equities (Singapore) Pte. Limited: assets under management

The assets under management (AUM) of Legg Mason International Equities (Singapore) Pte. Limited is $1.49 billion. The firm's AUM has gone down by -60% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.47 billion in discretionary accounts and $21.77 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $50.71 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $10.88 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Legg Mason International Equities (Singapore) Pte. Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Legg Mason International Equities (Singapore) Pte. Limited

Thomas John Hirschmann has been acting as President since 1 Dec 2007. Patrick Keng Sin Tan joined the executive team most recently as the Co Chief Executive Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Legg Mason International Holding L.P.	Sole stockholder	1 Jan 2005	75% - 100%	98-0451594
Patrick Keng Sin Tan	Chief investment officer & director	1 May 2006	Other	4748386
Siew Hoon Yong	Chief financial officer & director	1 May 2006	Other	5365442
Jason Christopher Davenant Henchman	Head of legal and compliance asia ex-japan	1 Jun 2006	Other	5389862
Robert John Tasker	Head of business operations	1 Oct 2006	Other	5367653
Hong Heng Lennie Lim	Head of asia distribution & director	1 Jul 2007	Other	5405198
Thomas John Hirschmann	Director	1 Dec 2007	Other	3101608
Terrence Andrew Johnson	Director	1 Dec 2007	Other	5543404
Hui Fern Valerie Foo	Head of compliance	1 Jun 2008	Other	5534200
Joseph Patrick Larocque	Director	1 Aug 2009	Other	4363277
Patrick Keng Sin Tan	Co-chief executive officer	1 Oct 2009	Other	4748386
Hong Heng Lennie Lim	Co-chief executive officer	1 Oct 2009	Other	5405198

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Llc Legg Mason International Holdings Ii	Stockholder	1 Jan 2005	75% - 100%	20-3785487
Inc. Legg Mason	Sole stockholder	1 May 2005	75% - 100%	52-1200960

Based in #23 02

The principal office where Legg Mason International Equities (Singapore) Pte. Limited performs its advisory services is located at 1 George Street, #23 02, 049145, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 6563178900 or by fax 6565368567. The normal business hours are 9:00 am - 5:00 pm (singapore local time) on Monday - Friday. You can find more information about the New York firm at www.leggmason.com.sg.