New Mountain Finance Advisers Bdc, L.L.C. (New York)


New Mountain Finance Advisers Bdc, L.L.C. is a large advisory firm based in New York. It manages $3.64 billion of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2011.

New Mountain Finance Advisers Bdc, L.L.C provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and investment adviser to private funds. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

New Mountain Finance Advisers Bdc, L.L.C: assets under management

The assets under management (AUM) of New Mountain Finance Advisers Bdc, L.L.C. is $3.64 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 484% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $3.64 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $606.77 million each.
New Mountain Finance Advisers Bdc, L.L.C has custody of $1.2 billion in cash and securities for 5 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay New Mountain Finance Advisers Bdc, L.L.C. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients New Mountain Finance Advisers Bdc, L.L.C serves?

The firm provides services to pooled investment vehicles and business development companies. The largest group of clients of New Mountain Finance Advisers Bdc, L.L.C is business development companies with 1 clients and $2.45 billion of assets under management. Among the 10 most similar advisory firms, New Mountain Finance Advisers Bdc, L.L.C has the highest percentage of business development companies out of all clients.

The amount of regulatory assets under management is $3.64 billion for 6 clients. None of the firm’s clients are foreign persons or businesses.

New Mountain Finance Advisers Bdc, L.L.C also advises several private funds. Namely, one real estate fund and four private equity funds.

Careers at New Mountain Finance Advisers Bdc, L.L.C.

The company employs 108 people that are either part- or full-time employees. 14 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Robert Alan Hamwee Managing director, chief executive officer and president 1 Oct 2010 Other 2289541
Paula Ann Bosco Managing director, chief regulatory counsel, cco and corporate secretary 1 Oct 2010 Other 2836183
Llc New Mountain Capital Group Managing member 1 Oct 2010 75% - 100% 43-1989540
Steven Bruce Klinsky Founder 1 Oct 2010 75% - 100% 1053236
L.P. New Mountain Capital Group Limited partner 1 Oct 2010 75% - 100% 43-1989540
Adam Weinstein Chief financial officer 1 Oct 2010 Other 5858864
Adam Weinstein Managing director, chief administrative officer & executive vice president 1 Jan 2013 Other 5858864
David Cordova Chief financial officer & treasurer 1 Jan 2013 Other 6178122
John Randolph Kline Managing director, chief operating officer & executive vice president 1 Jan 2013 Other 3271278
Karrie Jean Jerry Chief compliance officer and corporate secretary 1 Jun 2015 Other 6552181
Shiraz Younus Kajee Chief financial officer & treasurer 1 Dec 2015 Other 4468276
Peter Kaplan Portfolio manager 1 Nov 2017 Other 2829607

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Steven Bruce Klinsky Managing member 1 Jul 1999 75% - 100% 1053236
Steven Bruce Klinsky Managing member 1 Oct 2018 75% - 100% 1053236
L.P. Nm Partners Manager Holdings Limited partner 1 Oct 2018 75% - 100% 83-2246673
L.L.C. Nm Holdings Gp General partner 1 Oct 2018 Other 83-2268191

Based in New York

The principal office where New Mountain Finance Advisers Bdc, L.L.C. performs its advisory services is located at 787 7 Th Avenue, 49 Th Floor, New York, NY 10019, which is also the mailing address of the firm. An additional office of the firm is in San Francisco, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-720-0300. The normal business hours are 8:30 am - 6:00 pm on Monday - Friday. You can find more information about the New York firm at newmountainfinance.com.