John Dee Ellis is a large advisory firm based in Philadelphia. It manages $30 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Florida and Pennsylvania.
John Dee Ellis provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of John Dee Ellis is $30 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay John Dee Ellis for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Joseph Andrew Paul has been acting as President since 1 Jan 2010. Mark Edward Hagerson joined the executive team most recently as the Chief Compliance Officer.
The principal office where John Dee Ellis performs its advisory services is located at 1818 Market St., Philadelphia, PA 19103, which is also the mailing address of the firm. An additional office of the firm is in Tampa, FL. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 855-275-7343 or by fax 855-275-7343. The normal business hours are 9-5 on Monday - Friday.