Prostar Capital (Us) LLC (Greenwich)


Prostar Capital (Us) LLC is a large advisory firm based in Greenwich. It manages $515.57 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of Connecticut.

Prostar Capital (Us) provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Prostar Capital (Us): assets under management

The assets under management (AUM) of Prostar Capital (Us) LLC is $515.57 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 80% since the beginning of its operation, and $515.57 million of the total AUM is attributable to clients outside of the United States.

The firm manages $515.57 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $171.86 million each.
Prostar Capital (Us) has custody of $443.17 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Prostar Capital (Us) LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Prostar Capital (Us) serves?

The only and largest group of clients of Prostar Capital (Us) is pooled investment vehicles with 3 clients and $515.57 million of assets under management. Among the 9 most similar advisory firms, Prostar Capital (Us) has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $515.57 million for 3 clients. 100% of the firm’s clients are foreign persons or businesses.

Prostar Capital (Us) also advises several private funds. Namely, three private equity funds. The minimum investment commitment required of non-related persons is $20,000,000 for each fund.

Careers at Prostar Capital (Us) LLC

The company employs 7 people that are either part- or full-time employees. 71 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
John William Troy Manager 1 Jun 2012 Other 2980679
Steven John Bickerton Manager 1 Jun 2012 Other 6148172
David Barclay Noakes Manager 1 Jun 2012 Other 6217787
Gregory John Walton Martin Director - prostar capital (australia) pty. ltd. (relying adviser) 1 Jun 2012 Other 6384898
Prostar Capital Management Ltd. Member 1 Jan 2013 75% - 100% foreign
Steven John Bickerton Director - prostar capital management ltd. (relying adviser) 1 Jan 2013 Other 6148172
Jung Tae Choi Director - prostar geif management (relying adviser) 1 Jul 2013 Other 6029589
Tracy Marie Urquiaga Chief compliance officer/chief financial officer 1 Jan 2014 Other 2190387
Mark Adrian Mccomiskey Manager 1 Apr 2014 Other 5910469
David Barclay Noakes Manager 1 Apr 2014 Other 6217787
Prostar Capital (Asia Pacific) Ltd. Shareholder - prostar apeif gp ltd. (relying adviser) 1 Mar 2015 75% - 100% foreign
Siok Yee Lee Director - prostar apeif gp (relying adviser) 1 Mar 2015 Other 6471231
Steven John Bickerton Director - prostar apeif management ltd. (relying adviser) 1 Mar 2015 Other 6148172
Jung Tae Choi Director - prostar apeif management ltd. (relying adviser) 1 Mar 2015 Other 6029589
David Barclay Noakes Director - prostar geif gp (relying adviser) 1 Mar 2015 Other 6217787
Kenneth Kim Director - prostar capital management ltd. (relying adviser) 1 Jan 2016 Other 6628376
Prostar Capital Partners Management Ltd. Member 1 Jul 2017 75% - 100% foreign entity
Prostar Capital Partners Management Ltd Shareholder - prostar capital (australia) pty. ltd. (relying adviser) 1 Jul 2017 75% - 100% foreign entity

Indirect Owners

The SEC currently registers 21 indirect owners.

Name Entity Date acquired Ownership Employer ID
Gregory John Walton Martin Shareholder 1 Nov 1997 50% - 75% 6384898
Sharon Lea Martin Shareholder 1 Nov 1997 50% - 75% 6384897
Jamoca Pty. Ltd. Trustee 1 Jan 1998 Other foreign
Prostar Capital Ltd. Shareholder 1 Jul 2012 75% - 100% foreign
Solaris Partners Pte. Ltd Shareholder 1 Jul 2012 50% - 75% foreign
Freshwater Capital Ltd. Shareholder 1 Jul 2012 50% - 75% foreign
Jamoca Investments Pty. Ltd. Shareholder 1 Jul 2012 25% - 50% foreign
The Martin Family Trust Shareholder 1 Jul 2012 75% - 100% foreign
Gemini Partners Pte. Ltd. Shareholder 1 Jul 2012 75% - 100% foreign
The Bickerton Family Trust Shareholder 1 Oct 2012 75% - 100% foreign entity
Crestwood Australia Pty. Limited Trustee 1 Oct 2012 Other foreign entity
Steven John Bickerton Shareholder 1 Oct 2012 75% - 100% 6148172
Steven John Bickerton Shareholder 1 Sep 2013 25% - 50% 6148172
Rhb Capital Berhad Shareholder 1 Mar 2015 75% - 100% foreign
Prostar Capital Management Ltd. Shareholder 1 Mar 2015 50% - 75% foreign
Rhb Private Equity Management Ltd. Shareholder 1 Mar 2015 25% - 50% foreign
David Barclay Noakes Shareholder 1 Apr 2016 75% - 100% 6217787
Bluedoor Nominees Pty Ltd. Trustee 1 May 2016 Other foreign entity
Prostar Capital Partners Ltd. Shareholder 1 Jul 2017 75% - 100% foreign entity
Crestwood Investments Pty. Ltd. Shareholder 1 Jul 2017 25% - 50% foreign entity
The Noakes Family Trust No. 1 Shareholder 1 Jul 2017 25% - 50% foreign entity

Based in Greenwich

The principal office where Prostar Capital (Us) LLC performs its advisory services is located at 1700 East Putnam Avenue, Greenwich, CT 06870, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-864-6050 or by fax 203-344-9565. The normal business hours are 8am to 5pm on Monday - Friday. You can find more information about the New York firm at prostarcapital.com.