Sky Harbor Capital Management, LLC is a large advisory firm based in Greenwich. It manages $4.63 billion of regulatory assets for 26 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of Connecticut, New York, and Pennsylvania.
Sky Harbor Capital Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and publication of newsletters. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Sky Harbor Capital Management, LLC is $4.63 billion. The firm's AUM has grown by 2673% since the beginning of its operation, and $3.33 billion of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Sky Harbor Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to insurance companies, investment companies, high net worth individuals, and pooled investment vehicles. The largest group of clients of Anne Catherine Yobage is pooled investment vehicles with 6 clients and $3.04 billion of assets under management. Among the 11 most similar advisory firms, Sky Harbor Capital Management has the 4th lowest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $4.08 billion for 15 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 50% of the firm’s clients are foreign persons or businesses.
Sky Harbor Capital Management also advises several private funds. Namely, two other private funds. The minimum investment commitment required of non-related persons is $10,000,000 for each fund.
The company employs 23 people that are either part- or full-time employees. 52 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Anne Catherine Yobage has been acting as President since 1 Sep 2011. Claire Labrunerie joined the executive team most recently as the Head Of Global Distribution.
The principal office where Sky Harbor Capital Management, LLC performs its advisory services is located at 20 Horseneck Lane, Greenwich, CT 06830 6327, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 203-769-8800 or by fax 203-769-8801. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at skyhcm.com.