Adveq Management Ag (New York)

Name: Adveq Management Ag
Address: 100 Park Avenue, New York, NY, 10017
Telephone: 1-212-488-5330

Adveq Management Ag is a large advisory firm based in New York. It manages $6.86 billion of regulatory assets for 55 client accounts. It has been registered with the SEC as an adviser since 2008.

Adveq Management Ag provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Adveq Management Ag: assets under management

The assets under management (AUM) of Adveq Management Ag is $6.86 billion. The firm's AUM has grown by 113% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $6.34 billion in discretionary accounts and $514.46 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $126.84 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $102.89 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Adveq Management Ag for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Adveq Management Ag

Nils Rode has served as the Chief Investment Officer since 1 Jul 2017 and Sven Erik Liden is the Chief Executive Officer of Adveq Management Ag family office. Schroders Plc joined the executive team most recently as the Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Adveq Holding Ag	Owner	1 Apr 1997	75% - 100%	4/22/1997
Bruno Eduard Raschle	President of the board	1 Jun 1997	Other	5494172
Bruno E Raschle	Managing director, chief executive officer	1 Jun 1997	Other	5494172
Andre P Jaeggi	Managing director, chief compliance officer	1 Aug 1998	Other	5494177
Andre Philippe Jaeggi	Managing director, chief compliance officer	1 Aug 1998	Other	5494177
Peter Laib	Managing director	1 Jan 2000	Other	5494178
Philippe Bucher	Executive director, chief financial officer	1 Sep 2005	Other	5494179
Rainer Markus Ender	Managing director	1 Jan 2006	Other	5494173
Rainer Ender	Managing director	1 Jan 2006	Other	5494173
Nils Rode	Executive director	1 Jan 2006	Other	5494181
Lee Anthony Gardella	Executive director	1 May 2007	Other	4141238
Philippe Bucher	Managing director, chief financial officer	1 May 2008	Other	5494179
Nils Rode	Managing director	1 May 2008	Other	5494181
Lee Anthony Gardella	Managing director	1 May 2008	Other	4141238
Stephanie Burkhalter	Chief compliance officer	1 Nov 2008	Other	5621157
Andre Philippe Jaeggi	Member of the board	1 Jan 2009	Other	5494177
Tomas Hricko	Managing director	1 Jan 2011	Other	5906708
Alexandre De Vaivre	Managing director	1 Jan 2011	Other	5906714
Sven Liden	Managing director, ceo	1 Apr 2012	Other	6046158
Sonja Kessinger	Acting chief compliance officer; deputy chief compliance officer	1 Apr 2012	Other	6058936
Anne Juliane Knauer	Chief compliance officer	1 May 2012	Other	6058937
Timothy Sebastian Creed	Managing director	1 Jul 2012	Other	6175207
Allan Seymour Bufferd	Member of the board	1 Jun 2013	Other	5499235
Peter Christopher Arnold	Chief operating officer	1 May 2017	Other	6818733
Stephen Jonathan Mills	President and executive chairman of the board	1 Jul 2017	Other	6838847
Timothy Sebastian Creed	Head of investments europe	1 Jul 2017	Other	6175207
Sven Erik Liden	Chief executive officer	1 Jul 2017	Other	6046158
Lee Anthony Gardella	Head of risk management	1 Jul 2017	Other	4141238
Nils Rode	Chief investment officer	1 Jul 2017	Other	5494181
Rainer Markus Ender	Head of investment management	1 Jul 2017	Other	5494173
Bruno Eduard Raschle	Vice president of the board	1 Jul 2017	Other	5494172

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Bruno Eduard Raschle	Shareholder	1 Apr 1997	75% - 100%	5494172
Bruno E Raschle	Shareholder	1 Apr 1997	50% - 75%	5494172
Schroders Plc	Owner	1 Jul 2017	75% - 100%	foreign
Schroder Administration Ltd	Owner	1 Jul 2017	75% - 100%	foreign
Schroder Private Assets Holdings Ltd	Owner	1 Jul 2017	75% - 100%	foreign

Based in New York

The principal office where Adveq Management Ag performs its advisory services is located at 100 Park Avenue, New York, NY 10017, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 1-212-488-5330. The normal business hours are 9:00 am to 5:30 pm on Monday - Friday. You can find more information about the New York firm at adveq.com.