Kipp Brant Drummond & Associates, Inc., Dba Kipp Financial Group (Ventura)


Kipp Brant Drummond & Associates, Inc., Dba Kipp Financial Group is a large advisory firm based in Ventura. It manages $119.3 million of regulatory assets for 1,059 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of California and Texas.

Kipp Brant Drummond & Associates, Inc., Dba Kipp Financial Group provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Kipp Brant Drummond & Associates, Inc., Dba Kipp Financial Group: assets under management

The assets under management (AUM) of Kipp Brant Drummond & Associates, Inc., Dba Kipp Financial Group is $119.3 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Kipp Brant Drummond & Associates, Inc., Dba Kipp Financial Group for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Kipp Brant Drummond & Associates, Inc., Dba Kipp Financial Group

John Robert Brant has been acting as President since 1 Jul 2005. Lynn Averill Kipp joined the executive team most recently as the Vice President.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Stephen Joseph Kipp Ceo/cfo/pres/chief compliance officer 1 Jan 1999 Other 1255862
Julie Ann Pritchard Secty/cao/evp 1 Jan 1999 Other 2960716
Stephen And Lynn Kipp Family Trust Dtd 1/19/01 64% shareholder 1 Jan 2001 50% - 75% xxx-xx-xxxx
John Robert Brant Director 1 Jul 2005 Other 2225450
John And Cheryl Brant Family Trust Dtd 8/1/90 36% shareholder 1 Jul 2005 25% - 50% xxx-xx-xxxx
Lynn Averill Kipp Vice president 1 Aug 2011 Other 4347686

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Stephen Joseph Kipp Owner/trustee 1 Jan 2001 50% - 75% 1255862
Lynn Averill Kipp Owner/ytrustee 1 Jan 2001 50% - 75% 4347686
Cheryl Ann Brant Owner/trustee 1 Jul 2005 25% - 50% 2526269

Based in Ventura

The principal office where Kipp Brant Drummond & Associates, Inc., Dba Kipp Financial Group performs its advisory services is located at 950 County Square Drive, Ventura, CA 93003, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 805-650-7654 or by fax 805-650-0389. The normal business hours are mon - thr 8:00 am - 5:00 pm on Other. You can find more information about the New York firm at www.kippbrantdrummond.com.