J.P. Morgan Investment Management Inc. (New York)


J.P. Morgan Investment Management Inc. is a large advisory firm based in New York. It manages $1.4 trillion of regulatory assets for 37,591 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.

J.P. Morgan Investment Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

J.P. Morgan Investment Management: assets under management

The assets under management (AUM) of J.P. Morgan Investment Management Inc. is $1.4 trillion. The firm's AUM has grown by 259% since the beginning of its operation, and $368.24 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $1.4 trillion in discretionary accounts and $4.78 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $37.2 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $101.62 million.
J.P. Morgan Investment Management has custody of $19.01 billion in cash and securities for 93 clients in total and its related person acts as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 17% of the total AUM. The second-largest asset type is government bonds, which make up 16% of the firm’s portfolio. Investments in other assets form 14% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay J.P. Morgan Investment Management Inc. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients George Crosby White Gatch serves?

The firm provides services to insurance companies, investment companies, charitable organizations, other investment advisers, high net worth individuals, pooled investment vehicles, banking or thrift institutions, corporations or other businesses, pension and profit sharing plans, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The largest group of clients of George Crosby White Gatch is investment companies with 163 clients and $650.09 billion of assets under management. Among the 12 most similar advisory firms, J.P. Morgan Investment Management has the 5th lowest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $1.39 trillion for 1,722 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

J.P. Morgan Investment Management also advises several private funds. Namely, three hedge funds, one liquidity fund, thirty four real estate funds, eighty eight other private funds, and thirty three private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $50,000,000.

Careers at J.P. Morgan Investment Management Inc.

The company employs 3,082 people that are either part- or full-time employees. 24 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

George Crosby White Gatch has been acting as President since 1 Jun 2012. William Vasiliy Harris joined the executive team most recently as the Director / Managing Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Fredric Armstrong Nelson Head of us equity/managing director 1 May 1994 Other 4619723
Thomas James Smith Chief compliance officer/ vp 1 Jul 1996 Other 4325577
Jeff Trongone Chief financial officer/md 1 Apr 1999 Other 4336443
Ronald Richard Dewhurst Director/mng director/president/head of j.p. morgan chase & co.'s asset mgmt business in the americas 1 Feb 2000 Other 1590061
J.P. Morgan Chase & Co. Shareholder 1 Dec 2000 75% - 100% 13-2624428
Veronique Weill Head of global technology and operations/md/director 1 Dec 2000 Other 4372858
Paul Louis Scibetta Head of legal for asset management in the americas/md 1 Jun 2001 Other 4448887
Mark Barry Ewart White Head of international business for jpmfam/director 1 Nov 2001 Other 4348067
Eve Guernsey President/director/managing director 1 Oct 2002 Other 2861310
Dennis Miles Kass Director/managing director 1 Oct 2002 Other 1244371
George C.W Gatch Director/managing director 1 Oct 2002 Other 4320888
Kenneth M Moore Chief financial officer/vice president 1 Oct 2002 Other 4604664
Seth Perry Bernstein Global head of fixed income/managing director 1 Oct 2002 Other 2025891
Evelyn Victoria Exley Guernsey President/director/managing director 1 Oct 2002 Other 2861310
George Crosby White Gatch Director/managing director 1 Oct 2002 Other 4320888
Lawrence Mark Unrein Director/cio-global head of private equity/managing director 1 Feb 2003 Other 4380391
Martin Roy Porter Cio-global head of equities & balanced group/managing director 1 Feb 2003 Other 4360894
Pablo Forero Deputy global head of equities/managing director 1 Feb 2003 Other 4620057
Andrew Spencer Chief investment officer of us retail business/managing director 1 Mar 2003 Other 4671266
Roy Kinnear Treasurer/managing director 1 Apr 2003 Other 4517164
Patricia Lurel Cook Chief investment officer of global fixed income/managing director 1 May 2003 Other 1066107
Anthony Mark Leslie Roberts Head of legal/managing director 1 Jul 2003 Other 4691455
Jpmorgan Asset Management Holdings Inc. Shareholder 1 Oct 2003 75% - 100% 13-4131516
J.P. Morgan Fleming Asset Management Holdings Inc. Shareholder 1 Oct 2003 75% - 100% 13-4131516
Marvin Richard Chiddick Treasurer/vice president 1 Jan 2004 Other 4824359
Francis Xavier Curley Chief compliance officer/vice president 1 Jul 2004 Other 2572714
Clive Stuart Brown Director 1 Feb 2005 Other 4355267
Clive Stuart Brown Director 1 Apr 2005 Other 4355267
Iiman Ahmed Pappas Treasurer/managing director 1 Apr 2005 Other 2039815
Amy Pappas Treasurer/managing director 1 Apr 2005 Other 2039815
Scott Edward Richter Chief legal officer 1 Nov 2005 Other 2859318
Thomas James Smith Chief compliance officer/managing director 1 Feb 2006 Other 4325577
Joseph Kenneth Azelby Director/cio-global head of real estate/managing director 1 Mar 2006 Other 1362405
Paul A Quinsee Director/managing director 1 Mar 2006 Other 4337194
Paul Anthony Quinsee Director/global head of equities/managing director 1 Mar 2006 Other 4337194
Seth Perry Bernstein Director/global head of fixed income/managing director 1 Mar 2006 Other 2025891
Amy Pappas Director/treasurer/managing director 1 Mar 2006 Other 2039815
John Leo Oliva Chief compliance officer 1 Sep 2006 Other 1197135
Scott Edward Richter Secretary / managing director 1 May 2007 Other 2859318
John Hardy Hunt Director/managing director 1 Jul 2007 Other 1951361
Richard T. Madsen Director/managing director 1 Dec 2007 Other 5379532
Joseph John Bertini Chief compliance officer/managing director 1 Feb 2008 Other 4366969
Robert Lynn Young Director/coo/managing director 1 Aug 2010 Other 2883922
George Crosby White Gatch President/director/ceo 1 Aug 2010 Other 4320888
Craig M Sullivan Cfo/managing director 1 Aug 2010 Other 5841189
Craig Michael Sullivan Director/managing director/cfo 1 Aug 2010 Other 5841189
James Baldridge Broderick Director/managing director 1 Mar 2011 Other 2245045
Catherine Ann Keating Director/ceo/managing director 1 Jun 2011 Other 3222275
George Crosby White Gatch Director/chairman/managing director 1 Jun 2012 Other 4320888
Craig Michael Sullivan Director/treasurer/cfo/managing director 1 Jun 2012 Other 5841189
Peter Schwicht Director/managing director 1 Jun 2012 Other 6090550
Catherine Ann Keating Director/president/ceo//managing director 1 Jun 2012 Other 3222275
Christopher Paul Willcox Director / global head of fixed income / managing director 1 Nov 2012 Other 4825498
Patricia Ann Maleski Director/managing director 1 Dec 2013 Other 5922628
David Hugh Charles Brigstocke Director/managing director 1 Dec 2013 Other 1796907
Andrew Richard Powell Director/managing director 1 Feb 2015 Other 6448006
John Thomas Donohue Director / president / ceo / managing director 1 Feb 2015 Other 2372302
Douglas Clark Wurth Director / global product head / managing director 1 Feb 2015 Other 2937948
Joy Catherine Dowd Director / control officer executive / managing director 1 Feb 2015 Other 3198471
Jedediah Isiah Michael Laskowitz Director / global product head / managing director 1 Feb 2015 Other 4324954
Robert Charles Michele Director / investment team head / managing director 1 Feb 2015 Other 2424610
Michael Frederick O'brien Director / global product head / managing director 1 Feb 2015 Other 1580903
Michael John O'brien Director / co-head of asset management solutions/ managing director 1 Feb 2015 Other 1580903
Joseph Sanzone Chief compliance officer/executive director 1 Oct 2015 Other 6581797
Mark A Egert Chief compliance officer\executive director 1 Feb 2016 Other 2953843
Mark Alan Egert Chief compliance officer\managing director 1 Feb 2016 Other 2953843
Michael Alan Camacho Director/global head of beta strategies/managing director 1 Jan 2017 Other 2907298
Anton Cyriel Pil Director/global head of real assets/managing director 1 Jan 2017 Other 4630652
Megan Ann Mcclellan Director/ treasurer/ cfo/ managing director 1 Jan 2017 Other 4752817
Paul A Quinsee Director/global head of equities/managing director 1 Jan 2017 Other 4337194
Anton C. Pil Director/global head of real assets/managing director 1 Jan 2017 Other 4630652
Paul Anthony Quinsee Director/global head of equities/managing director 1 Jan 2017 Other 4337194
Mark Alan Egert Chief compliance officer\managing director 1 Feb 2017 Other 2953843
William Vasiliy Harris Director / managing director 1 Aug 2017 Other 2649984

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Jpmorgan Chase & Co. 100% sharehholder 1 Oct 2003 75% - 100% 13-2624428
J.P. Morgan Chase & Co. 100% sharehholder of j.p. morgan fleming asset management holdings inc. 1 Oct 2003 75% - 100% 13-2624428
Jpmorgan Chase & Co. 100% sharehholder 1 Apr 2017 75% - 100% 13-2624428
Jpmorgan Chase Holdings Llc 100% shareholder 1 Apr 2017 75% - 100% 81-3858870

Based in New York

The principal office where J.P. Morgan Investment Management Inc. performs its advisory services is located at 383 Madison Avenue, New York, NY 10179 0001 The mailing address of the firm is 277 Park Avenue, Ny1 E026, NY 10172. An additional office of the firm is in Los Angeles, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 800-343-1113. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at jpmorgan.com.