Spectrum Advisory Corp is a multi-state adviser based in Deerfield. It manages $1.4 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Illinois.
Spectrum Advisory Corp provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, selection of other advisers, and publication of newsletters. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Spectrum Advisory Corp is $1.4 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Spectrum Advisory Corp for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Robert Paul Moseson has been acting as President since 1 Jan 1986. Julie Erin Griswold joined the executive team most recently as the Chief Compliance Officer.
The principal office where Spectrum Advisory Corp performs its advisory services is located at 482 Taupa Lane, Deerfield, IL 60015, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 847-607-1209 or by fax 847-607-1210. The normal business hours are 8:30am-4:00pm on Monday - Friday. You can find more information about the New York firm at mogolake@pai.com.