Financial Stocks Inc is a large advisory firm based in Cincinnati. It manages $6.92 billion of regulatory assets for 32 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Ohio.
Financial Stocks provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Financial Stocks Inc is $6.92 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 4452% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Financial Stocks Inc for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
John Magrish Stein has been acting as President since 1 May 1995. Christopher Allen Nelson joined the executive team most recently as the Chief Compliance Officer.
The principal office where Financial Stocks Inc performs its advisory services is located at 441 Vine Street, Cincinnati, OH 45202, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 513-746-2200 or by fax 513-746-2201. The normal business hours are 8:30 a.m.-5:30 p.m. on Monday - Friday. You can find more information about the New York firm at www.finstocks.com.