Tom Johnson Investment Management, LLC is a large advisory firm based in Oklahoma City. It manages $1.19 billion of regulatory assets for 3,273 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.
Tom Johnson Investment Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Tom Johnson Investment Management, LLC is $1.19 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 115% since the beginning of its operation, and $2.56 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Tom Johnson Investment Management, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Tom Johnson Investment Management is high net worth individuals with 1,348 clients and $655.37 million of assets under management. Among the 8 most similar advisory firms, Tom Johnson Investment Management has the 3rd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $1.19 billion for 3,273 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.
Tom Johnson Investment Management doesn't advise any private funds.
The company employs 12 people that are either part- or full-time employees. 58 percent of the employees work as investment advisers or researchers. 7 employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Tom Johnson Investment Management, LLC performs its advisory services is located at 201 Robert S. Kerr, Suite 510, Oklahoma City, OK 73102 4202, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 405-236-2111 or by fax 405-236-2008. The normal business hours are 8:00am - 4:30pm on Monday - Friday. You can find more information about the New York firm at tjim.com.