Fintan Partners LLC (Redwood City)

Name: Fintan Partners LLC
Address: 303 Twin Dolphin Drive, Redwood City, CA, 94065
Telephone: 650-687-3400

Fintan Partners LLC is a large advisory firm based in Redwood City. It manages $94.13 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of California.

Fintan Partners provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fintan Partners: assets under management

The assets under management (AUM) of Fintan Partners LLC is $94.13 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -61% since the beginning of its operation, and $630.42 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $94.13 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $31.38 million each.

Fintan Partners has custody of $548 million in cash and securities for 7 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fintan Partners LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Fintan Partners serves?

The only and largest group of clients of Fintan Partners is pooled investment vehicles with 3 clients and $94.13 million of assets under management. Among the 5 most similar advisory firms, Fintan Partners has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $94.13 million for 3 clients. 22% of the firm’s clients are foreign persons or businesses.

Fintan Partners also advises several private funds. Namely, three hedge funds. The minimum investment commitment required of non-related persons ranges from $1,000,000 to $5,000,000.

Careers at Fintan Partners LLC

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Christopher Paul Montclare	Member, chief operations officer and chief compliance officer	1 May 2005	Other	5055327
Adam Niven Mcnicol	Member	1 May 2005	Other	2491147
Alexander Nicholas Klikoff	Managing member	1 May 2005	50% - 75%	2484330
Erik Cavitt Mayo	Member	1 May 2005	Other	4077905
Regis Management Llc	Member	1 May 2005	25% - 50%	91-2190016
Alexander Nicholas Klikoff	Senior managing director	1 Feb 2014	Other	2484330
Llc Cantor Fitzgerald Asset Management Holdings	Member	1 Feb 2014	75% - 100%	00000000
Fintan Partners Llc	Sole member and manager, fintan partners specialty credit gp, llc	1 Feb 2014	75% - 100%	137897
Shawn Peter Matthews	President and chief executive officer	1 Feb 2014	Other	2016970
James Michael Bond	Chief operating officer	1 Feb 2014	Other	4714631
Stephen M Merkel	Executive managing director and general counsel	1 Feb 2014	Other	2366318
Douglas Rankin Barnard	Chief financial officer	1 Feb 2014	Other	2798079
Stephen Marcus Merkel	General counsel and secretary	1 Feb 2014	Other	2366318
Christopher Paul Montclare	Managing director and chief compliance officer	1 Feb 2014	Other	5055327
Fintan Partners Llc	Sole member and manager, fintan partners specialty credit ii gp, llc	1 Feb 2015	75% - 100%	137897
Josephine Cheung	Managing director of finance and operations and cco	1 Mar 2015	Other	5055327
Steven Bisgay	Chief financial officer	1 Apr 2015	Other	4424156
Fintan Partners Llc	Sole member and manager, fintan irusan gp, llc	1 Mar 2017	75% - 100%	137897
Michael Gerard Millard	Global head of asset management	1 Nov 2017	Other	722703
Stephen Michael Hart	Compliance officer	1 Apr 2018	Other	5021146
William Michael Shields	Chief compliance officer	1 Jul 2018	Other	2380166
Walter Desmond Karle	Chief compliance officer	1 Aug 2018	Other	5782922

Indirect Owners

The SEC currently registers 11 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Howard William Lutnick	Shareholder	1 Sep 1992	75% - 100%	1157026
Inc. Cf Group Management	Managing g.p.	1 Sep 1992	25% - 50%	13- 3679422
Robert Francis Burlinson	Managing member	1 Jan 2003	50% - 75%	2986137
John Freidenrich	Managing member	1 Jan 2003	50% - 75%	4709596
L.P. Cantor Fitzgerald	Member	1 Jun 2005	75% - 100%	13-3680189
Howard William Lutnick	Sole trustee	1 May 2009	75% - 100%	1157026
Howard William Lutnick	Sole trustee	1 Jan 2010	25% - 50%	1157026
Inc. Cf Group Management	Managing general partner	1 Jan 2010	75% - 100%	13- 3679422
Howard W. Lutnick Revocable Trust	Shareholder	1 Nov 2011	75% - 100%	xxx-xx-xxxx
Howard W. Lutnick Personal Asset Trust	Limited partner	1 Nov 2011	25% - 50%	xxx-xx-xxxx
Cantor Fitzgerald Investment Advisors	Sole member	1 Feb 2014	75% - 100%	159296

Based in Redwood City

The principal office where Fintan Partners LLC performs its advisory services is located at 303 Twin Dolphin Drive, Redwood City, CA 94065, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 650-687-3400 or by fax 650-618-0313. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at fintanpartners.com.