Leicht Financial Planning And Wealth Management, Inc. (Parsippany)


Leicht Financial Planning And Wealth Management, Inc. is a large advisory firm based in Parsippany. It manages $134.26 million of regulatory assets for 496 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of Florida, Illinois, New Hampshire, and 3 other states.

Leicht Financial Planning And Wealth Management provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Leicht Financial Planning And Wealth Management: assets under management

The assets under management (AUM) of Leicht Financial Planning And Wealth Management, Inc. is $134.26 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 28% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $134.26 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $270.68 thousand each.
Leicht Financial Planning And Wealth Management has custody of $42.78 million in cash and securities for 79 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 98% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 2% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Leicht Financial Planning And Wealth Management, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Leicht Financial Planning And Wealth Management serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Leicht Financial Planning And Wealth Management is high net worth individuals with 49 clients and $91.55 million of assets under management. Among the 8 most similar advisory firms, Leicht Financial Planning And Wealth Management has the 4th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $133.75 million for 142 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Leicht Financial Planning And Wealth Management doesn't advise any private funds.

Careers at Leicht Financial Planning And Wealth Management, Inc.

The company employs 5 people that are either part- or full-time employees. 20 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Andrew James Leicht Cco 1 Jun 2014 75% - 100% 2910209

Based in Parsippany

The principal office where Leicht Financial Planning And Wealth Management, Inc. performs its advisory services is located at 900 Lanidex Plaza Suite 110, Parsippany, NJ 07054, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 973-599-0400 or by fax 973-599-0401. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at leichtwealth.com.