Inverness Graham Investments, Inc. (Newtown Square)


Inverness Graham Investments, Inc. is a large advisory firm based in Newtown Square. It manages $832.29 million of regulatory assets for 17 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Pennsylvania.

Inverness Graham Investments provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Inverness Graham Investments: assets under management

The assets under management (AUM) of Inverness Graham Investments, Inc. is $832.29 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 171% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $832.29 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $48.96 million each.
Inverness Graham Investments has custody of $266.1 million in cash and securities for 17 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Inverness Graham Investments, Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Inverness Graham Investments serves?

The only and largest group of clients of Inverness Graham Investments is pooled investment vehicles with 17 clients and $832.29 million of assets under management. Among the 8 most similar advisory firms, Inverness Graham Investments has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $832.29 million for 17 clients. None of the firm’s clients are foreign persons or businesses.

Inverness Graham Investments also advises several private funds. Namely, seventeen private equity funds. The minimum investment commitment required of non-related persons ranges from $500,000 to $5,000,000.

Careers at Inverness Graham Investments, Inc.

The company employs 19 people that are either part- or full-time employees. 84 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Scott Alan Kehoe Managing principal 1 Aug 1998 Other 1508181
Kenneth A. Graham Senior managing principal 1 Aug 1999 75% - 100% 6014479
Mike B. Morrisey Managing principal and director of business development 1 Nov 2011 Other 6014482
John H. Reilly Chief compliance officer and controller 1 Nov 2011 Other 6014485
John H. Reilly Chief compliance officer and chief financial officer 1 Mar 2012 Other 6014485
Trey Sykes Managing principal 1 Nov 2013 Other 6311251

Based in Newtown Square

The principal office where Inverness Graham Investments, Inc. performs its advisory services is located at 3811 West Chester Pike, Newtown Square, PA 19073 2326, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 610-722-0300 or by fax 610-251-2880. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at invernessgraham.com.