Tmfs Fresno, LLC (Fresno)


Tmfs Fresno, LLC is an adviser based in Fresno. It manages $60.03 million of regulatory assets for 324 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of California and Texas.

Tmfs Fresno provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Tmfs Fresno: assets under management

The assets under management (AUM) of Tmfs Fresno, LLC is $60.03 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 900% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $60.03 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $185.26 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Tmfs Fresno, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Tmfs Fresno, LLC

Tmfs Fresno, LLC is owned by Lisa Marie Braudis. Jeff Link Roper has been acting as President since 1 May 2008. Richard Michael Williams joined the executive team most recently as the Owner.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Lisa Marie Braudis Owner 1 May 2008 25% - 50% 5550146
Richard Michael Williams Owner 1 May 2008 Other 5550152
James Hilton Sherwood Managing partner and chief compliance officer 1 May 2008 Other 5018440
Jeff Link Roper President 1 May 2008 25% - 50% 5412181

Based in Fresno

The principal office where Tmfs Fresno, LLC performs its advisory services is located at 9423 N. Fort Washington Rd, Fresno, CA 93730, which is also the mailing address of the firm. An additional office of the firm is in Visalia, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 559-434-9800 or by fax 559-434-9804. The normal business hours are m-f 8-5 sat 9-12 on Other. You can find more information about the New York firm at www.mutualfundstore.com.