Rwc Asset Advisors (Us) LLC (Miami)


Rwc Asset Advisors (Us) LLC is a large advisory firm based in Miami. It manages $3.77 billion of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of Florida.

Rwc Asset Advisors (Us) provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rwc Asset Advisors (Us): assets under management

The assets under management (AUM) of Rwc Asset Advisors (Us) LLC is $3.77 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 2011% since the beginning of its operation, and $1.85 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $3.77 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $627.91 million each.

Investments

The firm invests in exchange traded securities the most. They account for 94% of the total AUM. The second-largest asset type is derivatives, which make up 5% of the firm’s portfolio. Investments in cash and cash equivalents form 1% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rwc Asset Advisors (Us) LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Rwc Asset Advisors (Us) serves?

The firm provides services to investment companies and pooled investment vehicles. The largest group of clients of Rwc Asset Advisors (Us) is pooled investment vehicles with 3 clients and $2.51 billion of assets under management. Among the 8 most similar advisory firms, Rwc Asset Advisors (Us) has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $2.86 billion for 6 clients. 10% of the firm’s clients are foreign persons or businesses.

Rwc Asset Advisors (Us) also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $100,000 for each fund.

Careers at Rwc Asset Advisors (Us) LLC

The company employs 20 people that are either part- or full-time employees. 55 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Rwc Partners (Us) Inc. Member 1 Nov 2012 75% - 100% 80-0906282
James Kaufmann Chief compliance officer 1 Feb 2013 Other 6153001
Michael Corcell Portfolio manager 1 Feb 2013 Other 3093844
Michael Corcell Member, portfolio manager and member of the board of managers 1 Mar 2013 Other 3093844
Dawn Marie Cummings Member of the board of managers 1 Mar 2013 Other 6174054
Dina Madan Chief compliance officer 1 Aug 2014 Other 6249784
John Matthew Malloy Portfolio manager 1 Mar 2015 Other 6481514
James Oliver Johnston Portfolio manager 1 Apr 2015 Other 6481783
Paul Larche Chief compliance officer 1 Oct 2015 Other 6238658
Rwc (Us) Llc Member 1 Mar 2017 75% - 100% 38-3994244

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Schroder International Holdings Limited Shareholder 1 Jun 2010 25% - 50% xxx-xx-xxxx
Rwc Partners Limited Sole shareholder 1 Nov 2012 75% - 100% 03517613

Based in Miami

The principal office where Rwc Asset Advisors (Us) LLC performs its advisory services is located at 2640 S. Bayshore Drive, Miami, FL 33133, which is also the mailing address of the firm. An additional office of the firm is in Tampa, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 3056029501 or by fax 3056029509. The normal business hours are 9 a.m. - 5 p.m. on Monday - Friday.