Swiss Re Investors Inc. (New York)


Swiss Re Investors Inc. is a large advisory firm based in New York. It manages $34 billion of regulatory assets for 83 client accounts. It has been registered with the SEC as an adviser since 2001.

Swiss Re Investors provides financial planning services, portfolio management for pooled investment vehicles, and market timing services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Swiss Re Investors: assets under management

The assets under management (AUM) of Swiss Re Investors Inc. is $34 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 32% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $34 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $409.64 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Swiss Re Investors Inc. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Swiss Re Investors Inc.

Stanley Taben has been acting as President since 1 Mar 1998. Andre Peter Moutenot joined the executive team most recently as the Evp.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Swiss Reinsurance Company Ultimate parent 1 Nov 1970 75% - 100% foreign entity
Swiss Re America Holding Corporation Parent 1 Nov 1970 75% - 100% 13-2761364
Thomas Nicholas Farmakis Evp & director 1 Nov 1970 Other 4374717
John Angus Raphael Svp 1 Apr 1979 Other 4374731
Steven Elliot Weingarten Svp & cfo 1 Mar 1998 Other 4374695
Stanley Taben Chairman 1 Mar 1998 Other 4374742
John Charles Sweeney President & ceo & director 1 Jun 1998 Other 1353296
Salvatore Correnti Evp & coo 1 Jun 1998 Other 1856799
John Henry Fitzpatrick Director 1 Mar 1999 Other 866553
Giuseppe Amos Luciano Benelli Director 1 Mar 1999 Other 4374773
Andre Peter Moutenot Evp 1 Mar 2001 Other 4374724
Patrick James Obrien Secretary, general counsel & compliance officer 1 Mar 2001 Other 4374706

Based in New York

The principal office where Swiss Re Investors Inc. performs its advisory services is located at 55 East 52 Nd Street, New York, NY 10055, which is also the mailing address of the firm. An additional office of the firm is in Baltimore, MD. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-317-5026 or by fax 212-829-8780. The normal business hours are 8:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at www.swissre.com.