Excelsior Capital Management, LLC (Chicago)


Excelsior Capital Management, LLC is a mid-sized advisory firm based in Chicago. It manages $39.36 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2005.

Excelsior Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Excelsior Capital Management: assets under management

The assets under management (AUM) of Excelsior Capital Management, LLC is $39.36 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -78% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $39.36 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $13.12 million each.
Excelsior Capital Management has custody of $39.36 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Excelsior Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Chicago

The principal office where Excelsior Capital Management, LLC performs its advisory services is located at 200 West Madison Street, Chicago, IL 60606, which is also the mailing address of the firm. An additional office of the firm is in Dallas, TX. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-782-7855 or by fax 312-782-7814. The normal business hours are 8:00 - 5:30 on Monday - Friday.