Stratifi, LLC (San Francisco)


Stratifi, LLC is an adviser based in San Francisco. It manages $84.75 million of regulatory assets for 28 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of California, Colorado, Florida, Massachusetts, and New York.

Stratifi provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Stratifi: assets under management

The assets under management (AUM) of Stratifi, LLC is $84.75 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -77% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $84.75 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.03 million each.

Investments

The firm invests in derivatives the most. They account for 84% of the total AUM. The second-largest asset type is exchange traded securities, which make up 16% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Stratifi, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Stratifi serves?

The firm provides services to investment companies, high net worth individuals, and pooled investment vehicles. The largest group of clients of Stratifi is high net worth individuals with 24 clients and $62.42 million of assets under management. Among the 3 most similar advisory firms, Stratifi has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $84.75 million for 26 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Stratifi doesn't advise any private funds.

Careers at Stratifi, LLC

The company employs 11 people that are either part- or full-time employees. 9 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Gene Joseph Koziarz Head trader 1 Sep 2012 Other 4711316
Jeffrey Dylan Wycoff Managing member 1 Aug 2013 25% - 50% 2934040
Ralph Melville Drybrough Managing member 1 Aug 2013 25% - 50% 2925917
Justin Hayes Schleifer Chief compliance officer 1 Aug 2013 Other 5977433
Akhil Lodha Member 1 Jan 2016 Other 5769647
Akhil (Nmn) Lodha Member 1 Jan 2016 25% - 50% 5769647
Michael T Furlong Member 1 Jan 2016 Other 6079678
Daniela Alduina Tempesta Member 1 May 2017 Other 6794925
Skeine Partners Llc Member 1 May 2017 Other 82-1390719
Heidi Ann Johnson Chief compliance officer 1 Jul 2017 Other 2443764
Inc. Stratifi Technologies Owner 1 Nov 2017 75% - 100% 82-3131437

Based in San Francisco

The principal office where Stratifi, LLC performs its advisory services is located at 77 Geary Street, San Francisco, CA 94108, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-548-6421. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at stratifi.com.