L.D. Lowe Wealth Advisory, Inc. is a large advisory firm based in Dallas. It manages $130.56 million of regulatory assets for 676 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdiction of Texas.
L.D. Lowe Wealth Advisory provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and consulting. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of L.D. Lowe Wealth Advisory, Inc. is $130.56 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 17% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay L.D. Lowe Wealth Advisory, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Lloyd Daniel Lowe is individuals with 225 clients and $76.42 million of assets under management. Among the 11 most similar advisory firms, L.D. Lowe Wealth Advisory has the 4th highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $130.56 million for 255 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
L.D. Lowe Wealth Advisory doesn't advise any private funds.
The company employs 8 people that are either part- or full-time employees. 88 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Lloyd Daniel Lowe has been acting as President since 1 Sep 1999. Lauren Chastant joined the executive team most recently as the Chief Compliance Officer.
The principal office where L.D. Lowe Wealth Advisory, Inc. performs its advisory services is located at 8330 Lbj Freeway, Dallas, TX 75243, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 972-335-2523 or by fax 972-335-6335. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at ldloweplan.com.