Wellington Management Japan Pte. Ltd. is a large advisory firm based in Tokyo. It manages $24.81 billion of regulatory assets for 107 client accounts. It has been registered with the SEC as an adviser since 2015.
Wellington Management Japan Pte provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Wellington Management Japan Pte. Ltd. is $24.81 billion. The firm's AUM has gone down by -21% since the beginning of its operation, and $23.57 billion of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Wellington Management Japan Pte. Ltd. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to charitable organizations, pooled investment vehicles, banking or thrift institutions, pension and profit sharing plans, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The largest group of clients of Michael John Boudens is banking or thrift institutions with 13 clients and $16.19 billion of assets under management. Among the 11 most similar advisory firms, Wellington Management Japan Pte has the highest percentage of banking or thrift institutions out of all clients.
The amount of regulatory assets under management is $24.78 billion for 104 clients. 81% of the firm’s clients are foreign persons or businesses.
Wellington Management Japan Pte also advises several private funds. Namely, three other private funds. The minimum investment commitment required of non-related persons is $5,000,000 for each fund.
The company employs 67 people that are either part- or full-time employees. 22 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Michael John Boudens has been acting as President since 1 Dec 2009. Elizabeth Menai Chisholm joined the executive team most recently as the Director.
The principal office where Wellington Management Japan Pte. Ltd. performs its advisory services is located at Palace Building 7 F, Tokyo, 100 0005, which is also the mailing address of the firm. The firm also has an office outside of the United States.
You can reach the main office by calling the phone number 813-5533-0011. The normal business hours are 9:00-5:30 on Monday - Friday. You can find more information about the New York firm at wellington.com.