ALPhashares, LLC (Walnut Creek)


ALPhashares, LLC is a large advisory firm based in Walnut Creek. It manages $550.15 million of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2008.

ALPhashares provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

ALPhashares: assets under management

The assets under management (AUM) of ALPhashares, LLC is $550.15 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 1003% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $550.15 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $61.13 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay ALPhashares, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 6 indirect owners.

Name Entity Date acquired Ownership Employer ID
Timothy Jacob Carver Board member 1 Jul 2007 Other 2638120
Paul Richard Greenwood Board member 1 Jul 2007 Other 4982347
Andrew Turner Board member 1 Jul 2007 Other 5249162
Jeffery Steven Vincent Board member 1 Jul 2007 Other 4780173
Nick A. Pavelich Board member 1 Jul 2007 Other 4931628
Andrew Laird Turner Board member 1 Jul 2007 Other 5249162

Based in Walnut Creek

The principal office where ALPhashares, LLC performs its advisory services is located at 1515 Oakland Blvd., Walnut Creek, CA 94596, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 925-930-6991 or by fax 925-930-6992. The normal business hours are 8:30-4:30 on Monday - Friday. You can find more information about the New York firm at www.alphashares.com.