Tradewinds Nwq Global Investors, LLC is a large advisory firm based in Los Angeles. It manages $31.97 billion of regulatory assets for 75,029 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.
Tradewinds Nwq Global Investors provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Tradewinds Nwq Global Investors, LLC is $31.97 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 68% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Tradewinds Nwq Global Investors, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Jane Katz Crist joined the executive team most recently as the Chief Compliance Officer.
The principal office where Tradewinds Nwq Global Investors, LLC performs its advisory services is located at 2049 Century Park East, Los Angeles, CA 90067 3120, which is also the mailing address of the firm. An additional office of the firm is in Scottsdale, AZ. The firm also has an office outside of the United States.
You can reach the main office by calling the phone number 310-552-8700 or by fax 310-712-4100. The normal business hours are 6:45 am to 4:15 pm on Monday - Friday.