Diversified Investment Strategies, LLC is a large advisory firm based in Baton Rouge. It manages $138.26 million of regulatory assets for 204 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of Alabama, Florida, Louisiana, and 3 other states.
Diversified Investment Strategies provides portfolio management for individuals and small businesses, publication of newsletters, educational seminars and workshops, and educational videos/ webinars. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Diversified Investment Strategies, LLC is $138.26 million. The firm's AUM has grown by 440% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Diversified Investment Strategies, LLC for their services and products based on a percentage of assets under management and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Diversified Investment Strategies is high net worth individuals with 52 clients and $80.16 million of assets under management. Among the 11 most similar advisory firms, Diversified Investment Strategies has the 5th lowest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $138.05 million for 203 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Diversified Investment Strategies doesn't advise any private funds.
The company employs 7 people that are either part- or full-time employees. 71 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Diversified Investment Strategies, LLC performs its advisory services is located at 11939 Bricksome Ave, Baton Rouge, LA 70816, which is also the mailing address of the firm. An additional office of the firm is in Lafayette, LA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 225-292-0687 or by fax 225-292-0006. The normal business hours are 8:30 am to 3:30 pm on Monday - Friday. You can find more information about the New York firm at disria.com and its LinkedIn profile.