Roger Engemann & Associates, Inc is a large advisory firm based in Pasadena. It manages $4.4 billion of regulatory assets for 10,099 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.
Roger Engemann & Associates provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Roger Engemann & Associates, Inc is $4.4 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -69% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Roger Engemann & Associates, Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Constance Gretchen Smith Lash has served as the Chief Investment Officer since 1 Oct 2001. Matthew Lee Hall joined the executive team most recently as the Excutive Vice President Of Business Developement.
The principal office where Roger Engemann & Associates, Inc performs its advisory services is located at 600 N. Rosemead Blvd, Pasadena, CA 91107 2101, which is also the mailing address of the firm. The firm also has an office outside of the United States.
You can reach the main office by calling the phone number 626-351-9686 or by fax 626-351-1174. The normal business hours are 7:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.rea-invest.com.