Headwaters Holdings LLC is a large advisory firm based in Sausalito. It manages $125 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2008.
Headwaters Holdings provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Headwaters Holdings LLC is $125 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 280% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Headwaters Holdings LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The principal office where Headwaters Holdings LLC performs its advisory services is located at 30 Libertyship Way, Sausalito, CA 94965, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 415-962-3551 or by fax 415-332-6582. The normal business hours are 6am-2pm pst on Monday - Friday.