Hunting Hill Global Capital, LLC (New York)


Hunting Hill Global Capital, LLC is a large advisory firm based in New York. It manages $362.48 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2013.

Hunting Hill Global Capital provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Hunting Hill Global Capital: assets under management

The assets under management (AUM) of Hunting Hill Global Capital, LLC is $362.48 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 485% since the beginning of its operation, and $85.06 million of the total AUM is attributable to clients outside of the United States.

The firm manages $362.48 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $120.83 million each.
Hunting Hill Global Capital has custody of $362.48 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Hunting Hill Global Capital, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Hunting Hill Global Capital serves?

The only and largest group of clients of Hunting Hill Global Capital is pooled investment vehicles with 3 clients and $362.48 million of assets under management. Among the 10 most similar advisory firms, Hunting Hill Global Capital has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $362.48 million for 3 clients. 67% of the firm’s clients are foreign persons or businesses.

Hunting Hill Global Capital also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Hunting Hill Global Capital, LLC

The company employs 8 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Adam Michael Guren has served as the Chief Investment Officer since 1 Jun 2010. Adam L Hoffman joined the executive team most recently as the General Counsel/Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Adam Michael Guren Managing member/chief investment officer 1 Jun 2010 75% - 100% 4792853
Adam Guren Managing member/chief compliance officer 1 Jun 2010 75% - 100% 4792853
Llc Perch Bay Group Member 1 Aug 2012 Other 20-0087245
Douglas Persons Dozier Chief operating officer 1 Nov 2014 Other 6470028
Sonny Dozier Chief compliance officer / chief operating officer 1 Nov 2014 Other 6470028
Sonny Dozier Chief compliance officer 1 Jan 2015 Other 6470028
Douglas Persons Dozier Managing member 1 Jan 2017 Other 6470028
Sonny Dozier Managing member 1 Jan 2017 Other 6470028
Adam L Hoffman General counsel/chief compliance officer 1 Apr 2018 Other 3166682

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Curtis Francis Brockelman Senior advisor 1 Aug 2012 75% - 100% 2075676

Based in New York

The principal office where Hunting Hill Global Capital, LLC performs its advisory services is located at 122 East 42 Nd Street, New York, NY 10168, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-442-2790 or by fax 646-757-2127. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at huntinghill.com/cgi-bin/index.pl.