First Tennessee Brokerage, Inc. (Memphis)

Name: First Tennessee Brokerage, Inc.
Address: 530 Oak Court Drive, Memphis, TN, 38117
Telephone: 901-818-6000

First Tennessee Brokerage, Inc. is a large advisory firm based in Memphis. It manages $127.26 million of regulatory assets for 861 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Arizona, California, Florida, and 11 other states.

First Tennessee Brokerage provides portfolio management for individuals and small businesses and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

First Tennessee Brokerage: assets under management

The assets under management (AUM) of First Tennessee Brokerage, Inc. is $127.26 million. The firm's AUM has grown by 49% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay First Tennessee Brokerage, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at First Tennessee Brokerage, Inc.

Paul Howard Mann has been acting as President since 1 Nov 1985. Gerald William Laurain has served as the Chief Investment Officer since 1 Jan 2008. Edward Matthew Genes joined the executive team most recently as the Finop.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
First Tennessee Bank National Association (Ftb)	Sole shareholder	1 Jan 1985	75% - 100%	62-0201385
Paul Howard Mann	President	1 Nov 1985	Other	722488
Charles G Burkett	Director	1 Oct 1999	Other	3241260
Daniel Wayne Overbey	Sales manager	1 Jul 2002	Other	3194846
Darren Keith Mcguire	Financial operations officer	1 Jul 2003	Other	3082804
Jed F Miller	Financial operations	1 Jan 2005	Other	4723005
Rhomes C Aur	Ceo	1 Nov 2005	Other	4600004
Kenneth Lepore	Fin op	1 Jan 2008	Other	1356913
Gerald William Laurain	Chief investment officer	1 Jan 2008	Other	843872
Yvonia Adams Foster	Finop	1 Jul 2009	Other	1438693
Edward Matthew Genes	Finop	1 Jul 2010	Other	2955461

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
First Tennessee National Corporation (Ftnc)	Shareholder	1 Nov 1985	75% - 100%	62-0803242
First Horizon National Corporation (Fhnc)	Shareholder	1 Nov 1985	75% - 100%	62-0803242

Based in Memphis

The principal office where First Tennessee Brokerage, Inc. performs its advisory services is located at 530 Oak Court Drive, Memphis, TN 38117 The mailing address of the firm is P O Box 240655, Memphis, TN 38124. An additional office of the firm is in Chattanooga, TN. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 901-818-6000 or by fax 901-818-6097. The normal business hours are 8am through 5pm on Monday - Friday. You can find more information about the New York firm at firsttennessee.com/ft_docs/cfm/3col.cfm?section=investments&menu=investments&body=horizon_account.