Financial Directions LLC is a large advisory firm based in Tucson. It manages $393.39 million of regulatory assets for 1,753 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Colorado, New Mexico, and Texas.
Financial Directions provides portfolio management for individuals and small businesses and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Financial Directions LLC is $393.39 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 888% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Financial Directions LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Financial Directions is individuals with 1,721 clients and $206.43 million of assets under management. Among the 12 most similar advisory firms, Financial Directions has the highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $393.39 million for 1,753 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Financial Directions doesn't advise any private funds.
The company employs 7 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 7 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Financial Directions LLC performs its advisory services is located at 1228 East Prince Road, Tucson, AZ 85719, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 520-408-7777 or by fax 520-408-7770. The normal business hours are 8:00 - 4:00 on Monday - Friday. You can find more information about the New York firm at financialdirectionsllc.com.