Lmfa, Inc. (Boston)

Lmfa, Inc. is a related adviser based in Boston. It manages $12.71 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2006.

Lmfa provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lmfa: assets under management

The assets under management (AUM) of Lmfa, Inc. is $12.71 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -16% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $12.71 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $12.71 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Lmfa, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Lmfa, Inc.

Timothy Lee Nichols has been acting as President since 1 Oct 2005. Scott Blake Woosley joined the executive team most recently as the Chief Executive Officer And Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Scott Blake Woosley	Chief executive officer and director	1 Oct 2005	Other	4677635
1999 Erica Chase Fotta And Uriel Haskell Crocker Trustees Ehe Family Trust U/A October 5	Shareholder, voting common stock	1 Oct 2005	25% - 50%	04-6950507
Denise Marie Lynch And Richard Francis Boisvert Jr. Trustees Memea Investment Trust	Shareholder, voting common stock	1 Oct 2005	25% - 50%	20-6789661
Sbw Enterprises Llc	Shareholder, voting common stock	1 Oct 2005	50% - 75%	20-4096520
Jeffrey Dean Fotta	President and director	1 Oct 2005	Other	1533858
Timothy Lee Nichols	Director	1 Oct 2005	Other	4677637
Thomas Francis Lynch	Director	1 Oct 2005	Other	4510969
Carolyn Bergen	Chief compliance officer	1 Oct 2005	Other	4818366

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Scott Woosley Trust Uad 11/18/03	Member	1 Sep 2005	25% - 50%	xxx-xx-xxxx
Timothy Lee Nichols	Member	1 Sep 2005	25% - 50%	4677637
Denise Marie Lynch And Richard Boisvert Jr. Trustees Memae Investment Trust	Trustee of trust	1 Oct 2005	25% - 50%	20-6789661

Based in Boston

The principal office where Lmfa, Inc. performs its advisory services is located at 27 Beaver Place, Boston, MA 02108 3303, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-742-0600 or by fax 617-742-8686. The normal business hours are 9 am - 5pm on Monday - Friday.