Sunbeam Capital Management, LLC (Atlanta)

Sunbeam Capital Management, LLC is a mid-sized advisory firm based in Atlanta. It manages $43.6 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdiction of Georgia.

Sunbeam Capital Management provides portfolio management for individuals and small businesses and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sunbeam Capital Management: assets under management

The assets under management (AUM) of Sunbeam Capital Management, LLC is $43.6 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 96% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $43.6 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $6.23 million each.

Investments

The firm invests in exchange traded securities the most. They account for 53% of the total AUM. The second-largest asset type is government bonds, which make up 21% of the firm’s portfolio. Investments in state and local bonds form 14% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Sunbeam Capital Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sunbeam Capital Management, LLC

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ellis Anderson Carson	Managing member/chief compliance officer	1 Apr 2017	75% - 100%	4780927
Rainbow Trust	Owner	1 Sep 2017	Other	82-6544863
Courtney William Carson	Trustee	1 Sep 2017	Other	6861738
Katherine Terese Carson	Trustee	1 Sep 2017	Other	6861739

Based in Atlanta

The principal office where Sunbeam Capital Management, LLC performs its advisory services is located at 886 Cumberland Road Ne, Atlanta, GA 30306, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (901) 229-2132. The normal business hours are 9:00am - 5:00pm on Monday - Friday.