United Brokerage Services, Inc is a large advisory firm based in Parkersburg. It manages $122.53 million of regulatory assets for 921 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of Alabama, District of Columbia, Florida, and 12 other states.
United Brokerage Services provides portfolio management for individuals and small businesses and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of United Brokerage Services, Inc is $122.53 million. The company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay United Brokerage Services, Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Richard Matthew Jr Adams is individuals with 899 clients and $109.19 million of assets under management. Among the 9 most similar advisory firms, United Brokerage Services has the 3rd highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $122.53 million for 921 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
United Brokerage Services doesn't advise any private funds.
The company employs 41 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 41 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Richard Matthew Jr Adams has been acting as President since 1 Oct 1998. Thomas James Mudlaff joined the executive team most recently as the Chief Operations Officer.
The principal office where United Brokerage Services, Inc performs its advisory services is located at 514 Market Street, Parkersburg, WV 26101 The mailing address of the firm is P. O. Box 1508, Parkersburg, WV 26102 1508. An additional office of the firm is in Bethesda, MD. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 888-424-6158 or by fax (304) 424-3042. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at united-brokerage.com.