Cwcapital Investments LLC is a large advisory firm based in Bethesda. It manages $679.83 million of regulatory assets for 18 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdiction of Maryland.
Cwcapital Investments provides portfolio management for pooled investment vehicles and surveillance. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Cwcapital Investments LLC is $679.83 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -93% since the beginning of its operation, and $660.62 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Cwcapital Investments LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of David Iannarone is pooled investment vehicles with 18 clients and $679.83 million of assets under management. Among the 7 most similar advisory firms, Cwcapital Investments has the 2nd highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $679.83 million for 18 clients. 79% of the firm’s clients are foreign persons or businesses.
Cwcapital Investments also advises several private funds. Namely, fifteen securitized asset funds. The minimum investment commitment required of non-related persons ranges from $0 to $500,000.
The company employs 5 people that are either part- or full-time employees. 40 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
David Iannarone has been acting as President since 1 Sep 2010. Bruce Cunningham joined the executive team most recently as the Chief Financial Officer.
The principal office where Cwcapital Investments LLC performs its advisory services is located at 7501 Wisconsin Avenue, Bethesda, MD 20814, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 202-715-9500 or by fax 202-715-9699. The normal business hours are 9:00am - 6:00pm on Monday - Friday. You can find more information about the New York firm at cwcapital.com.