D.L. Blain & Co., LLC (New Bern)


D.L. Blain & Co., LLC is an adviser based in New Bern. It manages $68.05 million of regulatory assets for 302 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Georgia, North Carolina, and Texas.

D.L. Blain & Co. provides financial planning services, portfolio management for individuals and small businesses, and wealth planning/ consulting services. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

D.L. Blain & Co.: assets under management

The assets under management (AUM) of D.L. Blain & Co., LLC is $68.05 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 82% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $68.05 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $225.35 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay D.L. Blain & Co., LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
David Laurence Blain Owner 1 Jan 2002 50% - 75% 3174553
Caroline Wight Blain Owner 1 Jan 2002 50% - 75% 5705887

Based in New Bern

The principal office where D.L. Blain & Co., LLC performs its advisory services is located at 2131 S Glenburnie Road, New Bern, NC 28562 The mailing address of the firm is Po Box 13845, New Bern, NC 28561. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 252-633-0107 or by fax 252-633-3917. The normal business hours are by appointment on Monday - Friday. You can find more information about the New York firm at www.dlblain.com.